SIE Exam FREE TestGeek Practice Test 2. EXPLICATED. Hit pause, answer, hit play reveal answer.
20% discount Guru20 at http://www.testgeekexamprep.com/ SIE TestGeek Intro • Securities Industry Essentials (SIE) Intro... Time stamps: 00:00 Intro 2:32 Marginable securities 4:12 General Obligation bonds 4:48 Open end funds versus closed end funds 5:37 Outside business activities 6:30 Collateral trust certificates. Full faith and credit is UNSECURED! 8:51 Total return 10:53 Penny stock cold calling rule 12:02 Rights of a stockholder 14:04 Two parties to an option contract 16:06 Breakpoint sale 18:25 G-37 maximum campaign contribution is $250 19:07 Outside business activity 20:00 Pre-emptive right 22:45 Market risk 23:35 Safe harbor Rule 147 intrastate offering of securities 26:35 Record date 28:21 Forward pricing 28:55 Official statement 31:27 Secondary distribution 33:00 Liquidation priority in a DPP 34:12 Inverse relationship of interest rates and bond prices 35:01 Joint tenants in common 35:57 When given yield find price 37:55 Cumulative preferred stock 39:20 Annual firm CE 39:35 Dividends are paid quarterly 40:10 Breakpoint 41:26 Stock dividiend 42:32 Premium bond find the relationship of YTM 44:46 Money market securities 45:25 Bid and ask qoutes 47:50 Roth IRA 48:36 Maximum gift and/or gratuity to an associated person of another member firm' 49:22 Material non-public information 50:02 Borrowed shares are returnable upon demand 51:19 Oil and Gas Income are the safest 51:43 ETFs 52:27 American style versus European style exercise of option contracts 53:21 Accredited investor definition 54:57 Money market fund 55:30 Custodial bank 55:53 Bond volatility 56:24 Treasury notes 57:51 ADRs 59:34 ETFs 1:00:00 529 plans 1:02:15 Advertisement 1:03:25 Aggressive growth 1:04:04 When interest rates go up bond prices go down 1:04:10 Rule 144 1:06:03 Growth portfolio 1:06:43 Economics 1:08:26 REIT 1:08:43 OTC stocks 1:09:12 Code of Arbitration 1:09:33 T bills 1:10:04 Tender offer 1:11:28 Industrial Development Revenue bonds backed by corporate credit 1:12:05 Simple retirement plan 1:12:34 At the money option contract 1:12:50 Current yield 1:13:07 VIX 1:13:25 529 Plan 1:13:50 Third party trading instructions 1:14:32 U-4 1:16:06 Sharing commissions 1:16:26 Borrowing from customers 1:16:52 Variable rate 1:17:13 Authorized shares 1:18:01 Covered call 1:19:10 Ex-dividend date 1:23:23 SIPC 1:24:00 Reverse split 1:25:05 Statutory disqualification 1:25:24 Quarterly statement
